Double click here to edit new New Header component
Investment Bank
How can we help?
X
  • Contact Us
  • Client Login
    • Search
    Parsys 1
    Information on MiFID II

    MiFID II RTS 28 Top Five Execution Venue and Broker Reporting

    Parsys 2

    Introduction

    Art. 27 (6) of Directive 2014/65/EU on markets in financial instruments (MiFID II) requires investment firms who execute client orders to summarise and make public on an annual basis, for each class of financial instruments the top five execution venues in terms of trading volumes where they executed client orders in the preceding year and information on the quality of execution obtained.

    Click on the links below to access RTS 28 Reports specific for each instrument and entity:

    BARCLAYS BANK IRELAND PLC (BE)

    Top 5 Execution Venue Reporting:

    (a) Equities – Shares & Depositary Receipts

    (b) Debt Instruments

    • RTS28 Article 3.1 (Retail Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (c) Interest Rates Derivatives

    (d) Credit Derivatives

    (e) Currency Derivatives

    (f) Structured Finance Instruments

    • RTS28 Article 3.1 (Retail Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (g) Equity Derivatives

    (h) Securitized Derivatives

    • RTS28 Article 3.1 (Retail Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Venue Annual Execution Report
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary - Professional Clients (Quality of Execution)

    (i) Commodities Derivatives

    (j) Contracts For Difference

    • RTS28 Article 3.1 (Retail Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (k) Exchange Traded Products

    • RTS28 Article 3.1 (Retail Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (l) Emission Allowances

    • RTS28 Article 3.1 (Retail Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (m) Other Instruments

    • RTS28 Article 3.1 (Retail Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Venue Annual Execution Report
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary - Professional Clients (Quality of Execution)

    Top 5 Execution Broker Reporting:

    (a) Equities – Shares & Depositary Receipts

    (b) Debt Instruments

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (c) Interest Rates Derivatives

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (d) Credit Derivatives

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (e) Currency Derivatives

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (f) Structured Finance Instruments

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (g) Equity Derivatives

    (h) Securitized Derivatives

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary - Professional Clients (Quality of Execution)

    (i) Commodities Derivatives

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (j) Contracts For Difference

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (k) Exchange Traded Products

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (l) Emission Allowances

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securitised Finance Transactions): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (m) Other Instruments

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    BARCLAYS BANK IRELAND PLC (BE)

    Top 5 Execution Venue Reporting:

    (a) Equities – Shares & Depositary Receipts

    (b) Debt Instruments

    (c) Interest Rates Derivatives

    (d) Credit Derivatives

    • RTS28 Article 3.1 (Retail Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (e) Currency Derivatives

    • RTS28 Article 3.1 (Retail Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (f) Structured Finance Instruments

    • RTS28 Article 3.1 (Retail Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (g) Equity Derivatives

    (h) Securitized Derivatives

    • RTS28 Article 3.1 (Retail Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Venue Annual Execution Report
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary - Professional Clients (Quality of Execution)

    (i) Commodities Derivatives

    • RTS28 Article 3.1 (Retail Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (j) Contracts For Difference

    • RTS28 Article 3.1 (Retail Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (k) Exchange Traded Products

    • RTS28 Article 3.1 (Retail Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (l) Emission Allowances

    • RTS28 Article 3.1 (Retail Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (m) Other Instruments

    • RTS28 Article 3.1 (Retail Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Venue Annual Execution Report
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary - Professional Clients (Quality of Execution)

    Top 5 Execution Broker Reporting:

    (a) Equities – Shares & Depositary Receipts

    (b) Debt Instruments

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (c) Interest Rates Derivatives

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (d) Credit Derivatives

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (e) Currency Derivatives

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (f) Structured Finance Instruments

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (g) Equity Derivatives

    (h) Securitized Derivatives

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary - Professional Clients (Quality of Execution)

    (i) Commodities Derivatives

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (j) Contracts For Difference

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (k) Exchange Traded Products

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (l) Emission Allowances

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securitised Finance Transactions): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (m) Other Instruments

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    BARCLAYS BANK PLC (BBPLC)

    Top 5 Execution Venue Reporting:

    (a) Equities – Shares & Depositary Receipts

    (b) Debt Instruments

    (c) Interest Rates Derivatives

    (d) Credit Derivatives

    (e) Currency Derivatives 

    (f) Structured Finance Instruments 

    • RTS28 Article 3.1 (Retail Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (g) Equity Derivatives

    (h) Securitized Derivatives

    • RTS28 Article 3.1 (Retail Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (i) Commodities Derivatives

    (j) Contracts For Difference

    • RTS28 Article 3.1 (Retail Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (k) Exchange Traded Products

    • RTS28 Article 3.1 (Retail Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (l) Emission Allowances

    • RTS28 Article 3.1 (Retail Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Venue Annual Execution Report
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary - Professional Clients (Quality of Execution)

    (m) Other Instruments

    Top 5 Execution Broker Reporting:

    (a) Equities – Shares & Depositary Receipts

    (b) Debt Instruments

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (c) Interest Rates Derivatives

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (d) Credit Derivatives

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (e) Currency Derivatives

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (f) Structured Finance Instruments

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (g) Equity Derivatives

    (h) Securitized Derivatives

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (i) Commodities Derivatives

    (j) Contracts For Difference

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (k) Exchange Traded Products

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (l) Emission Allowances

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (m) Other Instruments

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary - Professional Clients (Quality of Execution)

    BARCLAYS CAPITAL SECURITIES LTD (BCSL)

    Top 5 Execution Venue Reporting:

    (a) Equities – Shares & Depositary Receipts

    (b) Debt Instruments

    • RTS28 Article 3.1 (Retail Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (c) Interest Rates Derivatives

    (d) Credit Derivatives

    (e) Currency Derivatives

    (f) Structured Finance Instruments

    • RTS28 Article 3.1 (Retail Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (g) Equity Derivatives

    (h) Securitized Derivatives

    • RTS28 Article 3.1 (Retail Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Venue Annual Execution Report
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary - Professional Clients (Quality of Execution)

    (i) Commodities Derivatives

    • RTS28 Article 3.1 (Retail Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (j) Contracts For Difference

    • RTS28 Article 3.1 (Retail Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (k) Exchange Traded Products

    • RTS28 Article 3.1 (Retail Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (l) Emission Allowances

    • RTS28 Article 3.1 (Retail Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (m) Other Instruments

    Top 5 Execution Broker Reporting:

    (a) Equities – Shares & Depositary Receipts

    (b) Debt Instruments

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (c) Interest Rates Derivatives

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (d) Credit Derivatives

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (e) Currency Derivatives

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (f) Structured Finance Instruments

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (g) Equity Derivatives

    (h) Securitized Derivatives

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary - Professional Clients (Quality of Execution)

    (i) Commodities Derivatives

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (j) Contracts For Difference

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (k) Exchange Traded Products

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (l) Emission Allowances

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securitised Finance Transactions): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (m) Other Instruments

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    BARCLAYS BANK IRELAND LTD (BBI)

    Top 5 Execution Venue Reporting:

    (a) Equities – Shares & Depositary Receipts

    (b) Debt Instruments

    • RTS28 Article 3.1 (Retail Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (c) Interest Rates Derivatives

    (d) Credit Derivatives

    • RTS28 Article 3.1 (Retail Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (e) Currency Derivatives

    (f) Structured Finance Instruments

    • RTS28 Article 3.1 (Retail Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (g) Equity Derivatives

    (h) Securitized Derivatives

    • RTS28 Article 3.1 (Retail Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Venue Annual Execution Report
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary - Professional Clients (Quality of Execution)

    (i) Commodities Derivatives

    (j) Contracts For Difference

    • RTS28 Article 3.1 (Retail Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (k) Exchange Traded Products

    • RTS28 Article 3.1 (Retail Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (l) Emission Allowances

    • RTS28 Article 3.1 (Retail Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (m) Other Instruments

    Top 5 Execution Broker Reporting:

    (a) Equities – Shares & Depositary Receipts

    (b) Debt Instruments

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (c) Interest Rates Derivatives

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (d) Credit Derivatives

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (e) Currency Derivatives

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (f) Structured Finance Instruments

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (g) Equity Derivatives

    (h) Securitized Derivatives

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary - Professional Clients (Quality of Execution)

    (i) Commodities Derivatives

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (j) Contracts For Difference

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (k) Exchange Traded Products

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (l) Emission Allowances

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securitised Finance Transactions): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (m) Other Instruments

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    BARCLAYS BANK PLC (BBPLC)

    Top 5 Execution Venue Reporting:

    (a) Equities – Shares & Depositary Receipts

    (b) Debt Instruments

    (c) Interest Rates Derivatives

    (d) Credit Derivatives

    (e) Currency Derivatives 

    (f) Structured Finance Instruments 

    • RTS28 Article 3.1 (Retail Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (g) Equity Derivatives

    (h) Securitized Derivatives

    • RTS28 Article 3.1 (Retail Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (i) Commodities Derivatives

    (j) Contracts For Difference

    • RTS28 Article 3.1 (Retail Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (k) Exchange Traded Products

    • RTS28 Article 3.1 (Retail Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (l) Emission Allowances

    • RTS28 Article 3.1 (Retail Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Venue Annual Execution Report
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary - Professional Clients (Quality of Execution)

    (m) Other Instruments

    Top 5 Execution Broker Reporting:

    (a) Equities – Shares & Depositary Receipts

    (b) Debt Instruments

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (c) Interest Rates Derivatives

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (d) Credit Derivatives

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (e) Currency Derivatives

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (f) Structured Finance Instruments

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (g) Equity Derivatives

    (h) Securitized Derivatives

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (i) Commodities Derivatives

    (j) Contracts For Difference

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (k) Exchange Traded Products

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (l) Emission Allowances

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (m) Other Instruments

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary - Professional Clients (Quality of Execution)

    BARCLAYS CAPITAL SECURITIES LTD (BCSL)

    Top 5 Execution Venue Reporting:

    (a) Equities – Shares & Depositary Receipts

    (b) Debt Instruments

    • RTS28 Article 3.1 (Retail Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (c) Interest Rates Derivatives

    (d) Credit Derivatives

    (e) Currency Derivatives

    (f) Structured Finance Instruments

    • RTS28 Article 3.1 (Retail Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (g) Equity Derivatives

    (h) Securitized Derivatives

    • RTS28 Article 3.1 (Retail Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Venue Annual Execution Report
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary - Professional Clients (Quality of Execution)

    (i) Commodities Derivatives

    • RTS28 Article 3.1 (Retail Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (j) Contracts For Difference

    • RTS28 Article 3.1 (Retail Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (k) Exchange Traded Products

    • RTS28 Article 3.1 (Retail Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (l) Emission Allowances

    • RTS28 Article 3.1 (Retail Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (m) Other Instruments

    Top 5 Execution Broker Reporting:

    (a) Equities – Shares & Depositary Receipts

    (b) Debt Instruments

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (c) Interest Rates Derivatives

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (d) Credit Derivatives

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (e) Currency Derivatives

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (f) Structured Finance Instruments

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (g) Equity Derivatives

    (h) Securitized Derivatives

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary - Professional Clients (Quality of Execution)

    (i) Commodities Derivatives

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (j) Contracts For Difference

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (k) Exchange Traded Products

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (l) Emission Allowances

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securitised Finance Transactions): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (m) Other Instruments

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    BARCLAYS BANK IRELAND LTD (BBI)

    Top 5 Execution Venue Reporting:

    (a) Equities – Shares & Depositary Receipts

    (b) Debt Instruments

    • RTS28 Article 3.1 (Retail Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (c) Interest Rates Derivatives

    (d) Credit Derivatives

    • RTS28 Article 3.1 (Retail Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (e) Currency Derivatives

    (f) Structured Finance Instruments

    • RTS28 Article 3.1 (Retail Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (g) Equity Derivatives

    (h) Securitized Derivatives

    • RTS28 Article 3.1 (Retail Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Venue Annual Execution Report
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary - Professional Clients (Quality of Execution)

    (i) Commodities Derivatives

    (j) Contracts For Difference

    • RTS28 Article 3.1 (Retail Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (k) Exchange Traded Products

    • RTS28 Article 3.1 (Retail Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (l) Emission Allowances

    • RTS28 Article 3.1 (Retail Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (m) Other Instruments

    Top 5 Execution Broker Reporting:

    (a) Equities – Shares & Depositary Receipts

    (b) Debt Instruments

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (c) Interest Rates Derivatives

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (d) Credit Derivatives

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (e) Currency Derivatives

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (f) Structured Finance Instruments

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (g) Equity Derivatives

    (h) Securitized Derivatives

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary - Professional Clients (Quality of Execution)

    (i) Commodities Derivatives

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (j) Contracts For Difference

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (k) Exchange Traded Products

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (l) Emission Allowances

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securitised Finance Transactions): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (m) Other Instruments

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    Disclaimer

    Barclays has prepared and published these reports in order to meet Barclays’ regulatory obligations under Commission Delegated Regulation (EU) 2017/576 of 8 June 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards for the annual publication by investment firms of information on the identity of execution venues and on the quality of execution (the “RTS 28 Reports”).

    Please note that for the purposes of dividing the ‘Equities – Shares and Depositary Receipts’ class of financial instruments into subclasses based on liquidity, we have sourced instrument liquidity bands (1-6) data as of 31st December 2019 and applied this value across the full year.

    Barclays reserves the right to update and republish the RTS 28 Reports at any time following internal reviews. Barclays does not guarantee the information in the RTS 28 Reports and shall not be responsible for or have any liability for any loss or damage caused by errors, inaccuracies or omissions in connection with the use of or reliance on this information.

    BARCLAYS

    This communication has been prepared by Barclays.

    “Barclays” means any entity within the Barclays Group of companies, where “Barclays Group” means Barclays Bank PLC, Barclays PLC and any of their subsidiaries, affiliates, ultimate holding company and any subsidiaries or affiliates of such holding company.

    CONFLICTS OF INTEREST 

    BARCLAYS IS A FULL SERVICE INVESTMENT BANK. In the normal course of offering investment banking products and services to clients, Barclays may act in several capacities (including issuer, market maker and/or liquidity provider, underwriter, distributor, index sponsor, swap counterparty and calculation agent) simultaneously with respect to a product, giving rise to potential conflicts of interest which may impact the performance of a product.

    NOT RESEARCH

    This document is from a Barclays Trading and/or Distribution desk and is not a product of the Barclays Research department. Any views expressed may differ from those of Barclays Research.

    BARCLAYS POSITIONS

    Barclays may at any time acquire, hold or dispose of long or short positions (including hedging and trading positions) and trade or otherwise effect transactions for their own account or the account of their customers in the products referred to herein which may impact the performance of a product.

    FOR INFORMATION ONLY THIS COMMUNICATION IS PROVIDED FOR INFORMATION PURPOSES ONLY AND IT IS SUBJECT TO CHANGE. IT IS INDICATIVE ONLY AND IS NOT BINDING.

    NO OFFER

    Barclays is not offering to sell or seeking offers to buy any product or enter into any transaction. Any offer or entry into any transaction requires Barclays’ subsequent formal agreement which will be subject to internal approvals and execution of binding transaction documents.

    NO LIABILITY

    Neither Barclays nor any of its directors, officers, employees, representatives or agents, accepts any liability whatsoever for any direct, indirect or consequential losses (in contract, tort or otherwise) arising from the use of this communication or its contents or reliance on the information contained herein, except to the extent this would be prohibited by law or regulation.

    NO ADVICE

    Barclays is acting solely as principal and not as fiduciary. Barclays does not provide, and has not provided, any investment advice or personal recommendation to you in relation to the transaction and/or any related securities described herein and is not responsible for providing or arranging for the provision of any general financial, strategic or specialist advice, including legal, regulatory, accounting, model auditing or taxation advice or services or any other services in relation to the transaction and/or any related securities described herein.

    Accordingly Barclays is under no obligation to, and shall not, determine the suitability for you of the transaction described herein. You must determine, on your own behalf or through independent professional advice, the merits, terms, conditions and risks of the transaction described herein.

    THIRD PARTY INFORMATION

    Barclays is not responsible for information stated to be obtained or derived from third party sources or statistical services.

    PAST & SIMULATED PAST PERFORMANCE

    Any past or simulated past performance including back-testing, modelling or scenario analysis contained herein is no indication as to future performance.

    No representation is made as to the accuracy of the assumptions made within, or completeness of, any modelling, scenario analysis or back-testing.

    OPINIONS SUBJECT TO CHANGE

    All opinions and estimates are given as of the date hereof and are subject to change. The value of any investment may also fluctuate as a result of market changes. Barclays is not obliged to inform the recipients of this communication of any change to such opinions or estimates.

    NOT FOR RETAIL

    This document is being directed at persons who are professionals and is not intended for retail customer use.

    IMPORTANT DISCLOSURES

    For important regional disclosures you must read, visit the link relevant to your region. Please contact your Barclays representative if you are unable to access.

    EMEA: https://www.home.barclays/disclosures/important-emea-disclosures.html

    APAC: https://www.home.barclays/disclosures/important-apac-disclosures.html

    U.S.: https://www.home.barclays/disclosures/important-us-disclosures.html

    CONFIDENTIAL

    This communication is confidential and is for the benefit and internal use of the recipient for the purpose of considering the securities/transaction described herein, and no part of it may be reproduced, distributed or transmitted without the prior written permission of Barclays.

    ABOUT BARCLAYS

    Barclays offers premier investment banking products and services to its clients through Barclays Bank PLC. Barclays Bank PLC is authorised by the Prudential Regulation Authority and regulated by the Financial Conduct Authority and the Prudential Regulation Authority and is a member of the London Stock Exchange. Barclays Bank PLC is registered in England No. 1026167 with its registered office at 1 Churchill Place, London E14 5HP.

    Barclays Capital Securities Limited is authorised by the Prudential Regulation Authority and regulated by the Financial Conduct Authority and the Prudential Regulation Authority and is a member of the London Stock Exchange. Barclays Capital Securities Limited is registered in England No. 1929333 with its registered office at 1 Churchill Place, London E14 5HP.

    Barclays offers investment banking products and services to its clients through Barclays Bank Ireland PLC. Barclays Bank Ireland PLC is authorised by the Central Bank of Ireland. Barclays Bank Ireland PLC is registered in Ireland No. 396630 with its registered office at 1 Molesworth Street, Dublin 2, D02 RF29, Ireland.

    COPYRIGHT

    © Copyright Barclays 2020 (all rights reserved).

     

    BARCLAYS BANK PLC (BBPLC)

    Top 5 Execution Venue Reporting:

    (a) Equities – Shares & Depositary Receipts

    (b) Debt Instruments

    (c) Interest Rates Derivatives

    (d) Credit Derivatives

    (e) Currency Derivatives 

    (f) Structured Finance Instruments 

    • RTS28 Article 3.1 (Retail Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (g) Equity Derivatives

    (h) Securitized Derivatives

    • RTS28 Article 3.1 (Retail Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (i) Commodities Derivatives

    (j) Contracts For Difference

    • RTS28 Article 3.1 (Retail Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (k) Exchange Traded Products

    • RTS28 Article 3.1 (Retail Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (l) Emission Allowances

    (m) Other Instruments

    Top 5 Execution Broker Reporting:

    (a) Equities – Shares & Depositary Receipts

    (b) Debt Instruments

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (c) Interest Rates Derivatives

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (d) Credit Derivatives

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (e) Currency Derivatives

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (f) Structured Finance Instruments

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (g) Equity Derivatives

    (h) Securitized Derivatives

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (i) Commodities Derivatives

    (j) Contracts For Difference

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (k) Exchange Traded Products

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (l) Emission Allowances

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (m) Other Instruments

    BARCLAYS CAPITAL SECURITIES LTD (BCSL)

    Top 5 Execution Venue Reporting:

    (a) Equities – Shares & Depositary Receipts

    (b) Debt Instruments

    • RTS28 Article 3.1 (Retail Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (c) Interest Rates Derivatives

    (d) Credit Derivatives

    • RTS28 Article 3.1 (Retail Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (e) Currency Derivatives

    • RTS28 Article 3.1 (Retail Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (f) Structured Finance Instruments

    • RTS28 Article 3.1 (Retail Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (g) Equity Derivatives

    (h) Securitized Derivatives

    (i) Commodities Derivatives

    • RTS28 Article 3.1 (Retail Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (j) Contracts For Difference

    • RTS28 Article 3.1 (Retail Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (k) Exchange Traded Products

    • RTS28 Article 3.1 (Retail Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (l) Emission Allowances

    • RTS28 Article 3.1 (Retail Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (m) Other Instruments

    Top 5 Execution Broker Reporting:

    (a) Equities – Shares & Depositary Receipts

    (b) Debt Instruments

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (c) Interest Rates Derivatives

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (d) Credit Derivatives

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (e) Currency Derivatives

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (f) Structured Finance Instruments

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (g) Equity Derivatives

    (h) Securitized Derivatives

    (i) Commodities Derivatives

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (j) Contracts For Difference

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (k) Exchange Traded Products

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (l) Emission Allowances

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securitised Finance Transactions): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (m) Other Instruments

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    Disclaimer

    Barclays has prepared and published these reports in order to meet Barclays’ regulatory obligations under Commission Delegated Regulation (EU) 2017/576 of 8 June 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards for the annual publication by investment firms of information on the identity of execution venues and on the quality of execution (the “RTS 28 Reports”).

    Please note that for the purposes of dividing the ‘Equities – Shares and Depositary Receipts’ class of financial instruments into subclasses based on liquidity, we have sourced instrument liquidity bands (1-6) data as of 31st December 2019 and applied this value across the full year.

    Barclays reserves the right to update and republish the RTS 28 Reports at any time following internal reviews. Barclays does not guarantee the information in the RTS 28 Reports and shall not be responsible for or have any liability for any loss or damage caused by errors, inaccuracies or omissions in connection with the use of or reliance on this information.

    BARCLAYS

    This communication has been prepared by Barclays.

    “Barclays” means any entity within the Barclays Group of companies, where “Barclays Group” means Barclays Bank PLC, Barclays PLC and any of their subsidiaries, affiliates, ultimate holding company and any subsidiaries or affiliates of such holding company.

    CONFLICTS OF INTEREST 

    BARCLAYS IS A FULL SERVICE INVESTMENT BANK. In the normal course of offering investment banking products and services to clients, Barclays may act in several capacities (including issuer, market maker and/or liquidity provider, underwriter, distributor, index sponsor, swap counterparty and calculation agent) simultaneously with respect to a product, giving rise to potential conflicts of interest which may impact the performance of a product.

    NOT RESEARCH

    This document is from a Barclays Trading and/or Distribution desk and is not a product of the Barclays Research department. Any views expressed may differ from those of Barclays Research.

    BARCLAYS POSITIONS

    Barclays may at any time acquire, hold or dispose of long or short positions (including hedging and trading positions) and trade or otherwise effect transactions for their own account or the account of their customers in the products referred to herein which may impact the performance of a product.

    FOR INFORMATION ONLY THIS COMMUNICATION IS PROVIDED FOR INFORMATION PURPOSES ONLY AND IT IS SUBJECT TO CHANGE. IT IS INDICATIVE ONLY AND IS NOT BINDING.

    NO OFFER

    Barclays is not offering to sell or seeking offers to buy any product or enter into any transaction. Any offer or entry into any transaction requires Barclays’ subsequent formal agreement which will be subject to internal approvals and execution of binding transaction documents.

    NO LIABILITY

    Neither Barclays nor any of its directors, officers, employees, representatives or agents, accepts any liability whatsoever for any direct, indirect or consequential losses (in contract, tort or otherwise) arising from the use of this communication or its contents or reliance on the information contained herein, except to the extent this would be prohibited by law or regulation.

    NO ADVICE

    Barclays is acting solely as principal and not as fiduciary. Barclays does not provide, and has not provided, any investment advice or personal recommendation to you in relation to the transaction and/or any related securities described herein and is not responsible for providing or arranging for the provision of any general financial, strategic or specialist advice, including legal, regulatory, accounting, model auditing or taxation advice or services or any other services in relation to the transaction and/or any related securities described herein.

    Accordingly Barclays is under no obligation to, and shall not, determine the suitability for you of the transaction described herein. You must determine, on your own behalf or through independent professional advice, the merits, terms, conditions and risks of the transaction described herein.

    THIRD PARTY INFORMATION

    Barclays is not responsible for information stated to be obtained or derived from third party sources or statistical services.

    PAST & SIMULATED PAST PERFORMANCE

    Any past or simulated past performance including back-testing, modelling or scenario analysis contained herein is no indication as to future performance.

    No representation is made as to the accuracy of the assumptions made within, or completeness of, any modelling, scenario analysis or back-testing.

    OPINIONS SUBJECT TO CHANGE

    All opinions and estimates are given as of the date hereof and are subject to change. The value of any investment may also fluctuate as a result of market changes. Barclays is not obliged to inform the recipients of this communication of any change to such opinions or estimates.

    NOT FOR RETAIL

    This document is being directed at persons who are professionals and is not intended for retail customer use.

    IMPORTANT DISCLOSURES

    For important regional disclosures you must read, visit the link relevant to your region. Please contact your Barclays representative if you are unable to access.

    EMEA: https://www.home.barclays/disclosures/important-emea-disclosures.html

    APAC: https://www.home.barclays/disclosures/important-apac-disclosures.html

    U.S.: https://www.home.barclays/disclosures/important-us-disclosures.html

    CONFIDENTIAL

    This communication is confidential and is for the benefit and internal use of the recipient for the purpose of considering the securities/transaction described herein, and no part of it may be reproduced, distributed or transmitted without the prior written permission of Barclays.

    ABOUT BARCLAYS

    Barclays offers premier investment banking products and services to its clients through Barclays Bank PLC. Barclays Bank PLC is authorised by the Prudential Regulation Authority and regulated by the Financial Conduct Authority and the Prudential Regulation Authority and is a member of the London Stock Exchange. Barclays Bank PLC is registered in England No. 1026167 with its registered office at 1 Churchill Place, London E14 5HP.

    Barclays Capital Securities Limited is authorised by the Prudential Regulation Authority and regulated by the Financial Conduct Authority and the Prudential Regulation Authority and is a member of the London Stock Exchange. Barclays Capital Securities Limited is registered in England No. 1929333 with its registered office at 1 Churchill Place, London E14 5HP.

    COPYRIGHT

    © Copyright Barclays 2020 (all rights reserved).

     

    BARCLAYS BANK PLC (BBPLC)

    Top 5 Execution Venue Reporting:

    (a) Equities – Shares & Depositary Receipts

    (b) Debt Instruments

    (c) Interest Rates Derivatives

    (d) Credit Derivatives

    (e) Currency Derivatives 

    (f) Structured Finance Instruments 

    • RTS28 Article 3.1 (Retail Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (g) Equity Derivatives

    (h) Securitized Derivatives

    • RTS28 Article 3.1 (Retail Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (i) Commodities Derivatives

    (j) Contracts For Difference

    • RTS28 Article 3.1 (Retail Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (k) Exchange Traded Products

    • RTS28 Article 3.1 (Retail Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (l) Emission Allowances

    (m) Other Instruments

    Top 5 Execution Broker Reporting:

    (a) Equities – Shares & Depositary Receipts

    (b) Debt Instruments

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (c) Interest Rates Derivatives

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (d) Credit Derivatives

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (e) Currency Derivatives

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (f) Structured Finance Instruments

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (g) Equity Derivatives

    (h) Securitized Derivatives

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (i) Commodities Derivatives

    (j) Contracts For Difference

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (k) Exchange Traded Products

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (l) Emission Allowances

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (m) Other Instruments

    BARCLAYS CAPITAL SECURITIES LTD (BCSL)

    Top 5 Execution Venue Reporting:

    (a) Equities – Shares & Depositary Receipts

    (b) Debt Instruments

    • RTS28 Article 3.1 (Retail Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (c) Interest Rates Derivatives

    (d) Credit Derivatives

    • RTS28 Article 3.1 (Retail Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (e) Currency Derivatives

    • RTS28 Article 3.1 (Retail Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (f) Structured Finance Instruments

    • RTS28 Article 3.1 (Retail Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (g) Equity Derivatives

    (h) Securitized Derivatives

    (i) Commodities Derivatives

    • RTS28 Article 3.1 (Retail Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (j) Contracts For Difference

    • RTS28 Article 3.1 (Retail Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (k) Exchange Traded Products

    • RTS28 Article 3.1 (Retail Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (l) Emission Allowances

    • RTS28 Article 3.1 (Retail Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Venue Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (m) Other Instruments

    Top 5 Execution Broker Reporting:

    (a) Equities – Shares & Depositary Receipts

    (b) Debt Instruments

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (c) Interest Rates Derivatives

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (d) Credit Derivatives

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (e) Currency Derivatives

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (f) Structured Finance Instruments

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (g) Equity Derivatives

    (h) Securitized Derivatives

    (i) Commodities Derivatives

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (j) Contracts For Difference

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (k) Exchange Traded Products

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (l) Emission Allowances

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securitised Finance Transactions): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    (m) Other Instruments

    • RTS28 Article 3.1 (Retail Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.1 (Professional Clients): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.2 (Securities Financing Transaction): Top Five Broker Annual Execution Report (Not Applicable)
    • RTS28 Article 3.3: Overall Execution Summary by Instrument Class (Quality of Execution) (Not Applicable)

    Disclaimer

    Barclays has prepared and published these reports in order to meet Barclays’ regulatory obligations under Commission Delegated Regulation (EU) 2017/576 of 8 June 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards for the annual publication by investment firms of information on the identity of execution venues and on the quality of execution (the “RTS 28 Reports”).

    Please note that for the purposes of dividing the ‘Equities – Shares and Depositary Receipts’ class of financial instruments into subclasses based on liquidity, we have sourced instrument liquidity bands (1-6) data as of 31st December 2019 and applied this value across the full year.

    Barclays reserves the right to update and republish the RTS 28 Reports at any time following internal reviews. Barclays does not guarantee the information in the RTS 28 Reports and shall not be responsible for or have any liability for any loss or damage caused by errors, inaccuracies or omissions in connection with the use of or reliance on this information.

    BARCLAYS

    This communication has been prepared by Barclays.

    “Barclays” means any entity within the Barclays Group of companies, where “Barclays Group” means Barclays Bank PLC, Barclays PLC and any of their subsidiaries, affiliates, ultimate holding company and any subsidiaries or affiliates of such holding company.

    CONFLICTS OF INTEREST 

    BARCLAYS IS A FULL SERVICE INVESTMENT BANK. In the normal course of offering investment banking products and services to clients, Barclays may act in several capacities (including issuer, market maker and/or liquidity provider, underwriter, distributor, index sponsor, swap counterparty and calculation agent) simultaneously with respect to a product, giving rise to potential conflicts of interest which may impact the performance of a product.

    NOT RESEARCH

    This document is from a Barclays Trading and/or Distribution desk and is not a product of the Barclays Research department. Any views expressed may differ from those of Barclays Research.

    BARCLAYS POSITIONS

    Barclays may at any time acquire, hold or dispose of long or short positions (including hedging and trading positions) and trade or otherwise effect transactions for their own account or the account of their customers in the products referred to herein which may impact the performance of a product.

    FOR INFORMATION ONLY THIS COMMUNICATION IS PROVIDED FOR INFORMATION PURPOSES ONLY AND IT IS SUBJECT TO CHANGE. IT IS INDICATIVE ONLY AND IS NOT BINDING.

    NO OFFER

    Barclays is not offering to sell or seeking offers to buy any product or enter into any transaction. Any offer or entry into any transaction requires Barclays’ subsequent formal agreement which will be subject to internal approvals and execution of binding transaction documents.

    NO LIABILITY

    Neither Barclays nor any of its directors, officers, employees, representatives or agents, accepts any liability whatsoever for any direct, indirect or consequential losses (in contract, tort or otherwise) arising from the use of this communication or its contents or reliance on the information contained herein, except to the extent this would be prohibited by law or regulation.

    NO ADVICE

    Barclays is acting solely as principal and not as fiduciary. Barclays does not provide, and has not provided, any investment advice or personal recommendation to you in relation to the transaction and/or any related securities described herein and is not responsible for providing or arranging for the provision of any general financial, strategic or specialist advice, including legal, regulatory, accounting, model auditing or taxation advice or services or any other services in relation to the transaction and/or any related securities described herein.

    Accordingly Barclays is under no obligation to, and shall not, determine the suitability for you of the transaction described herein. You must determine, on your own behalf or through independent professional advice, the merits, terms, conditions and risks of the transaction described herein.

    THIRD PARTY INFORMATION

    Barclays is not responsible for information stated to be obtained or derived from third party sources or statistical services.

    PAST & SIMULATED PAST PERFORMANCE

    Any past or simulated past performance including back-testing, modelling or scenario analysis contained herein is no indication as to future performance.

    No representation is made as to the accuracy of the assumptions made within, or completeness of, any modelling, scenario analysis or back-testing.

    OPINIONS SUBJECT TO CHANGE

    All opinions and estimates are given as of the date hereof and are subject to change. The value of any investment may also fluctuate as a result of market changes. Barclays is not obliged to inform the recipients of this communication of any change to such opinions or estimates.

    NOT FOR RETAIL

    This document is being directed at persons who are professionals and is not intended for retail customer use.

    IMPORTANT DISCLOSURES

    For important regional disclosures you must read, visit the link relevant to your region. Please contact your Barclays representative if you are unable to access.

    EMEA: https://www.home.barclays/disclosures/important-emea-disclosures.html

    APAC: https://www.home.barclays/disclosures/important-apac-disclosures.html

    U.S.: https://www.home.barclays/disclosures/important-us-disclosures.html

    CONFIDENTIAL

    This communication is confidential and is for the benefit and internal use of the recipient for the purpose of considering the securities/transaction described herein, and no part of it may be reproduced, distributed or transmitted without the prior written permission of Barclays.

    ABOUT BARCLAYS

    Barclays offers premier investment banking products and services to its clients through Barclays Bank PLC. Barclays Bank PLC is authorised by the Prudential Regulation Authority and regulated by the Financial Conduct Authority and the Prudential Regulation Authority and is a member of the London Stock Exchange. Barclays Bank PLC is registered in England No. 1026167 with its registered office at 1 Churchill Place, London E14 5HP.

    Barclays Capital Securities Limited is authorised by the Prudential Regulation Authority and regulated by the Financial Conduct Authority and the Prudential Regulation Authority and is a member of the London Stock Exchange. Barclays Capital Securities Limited is registered in England No. 1929333 with its registered office at 1 Churchill Place, London E14 5HP.

    Barclays offers investment banking products and services to its clients through Barclays Bank Ireland PLC. Barclays Bank Ireland PLC is authorised by the Central Bank of Ireland. Barclays Bank Ireland PLC is registered in Ireland No. 396630 with its registered office at 1 Molesworth Street, Dublin 2, D02 RF29, Ireland.

    COPYRIGHT

    © Copyright Barclays 2023 (all rights reserved).

     

    Parsys 3
    Parsys 4
    Parsys 5
    Parsys 6
    iParsys for Double Pixel component